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Endocrinology - Hellerman |
DM Double Puzzle |
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| Nature 423, 599 - 602 (05 June 2003); doi:10.1038/423599a |
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The double puzzle of diabetes
JARED DIAMOND
Why is the prevalence of type 2 diabetes mellitus now exploding in most populations, but not in Europeans? The genetic and evolutionary consequences of geographical differences in food history may provide the answer.
Type 2 diabetes mellitus exacts a huge toll in money and human suffering. For instance, it accounts for more than 100 billion dollars of healthcare costs annually in the United States, or 15% of costs due to all diseases combined. The number of cases worldwide is estimated at 150 million. But this is a minimum number because, for each diagnosed case, there is thought to be one undiagnosed case in First World countries and eight in the Third World1. Despite its other name of adult-onset diabetes, the disease is becoming more common in young people2, 3. At its present rate of increase, within a few decades it will be one of the world's commonest diseases and biggest public-health problems2, 4, with an estimated minimum of half-a-billion cases5. This explosion in prevalence is occurring especially in the Third World, at about 50% per decade; and because the epidemic is just beginning in the world's two most populous countries, India and China, by the year 2010 more than half of the world's diabetics will be Asians2, 3, 5.
There are two main forms of diabetes mellitus, and the principal characteristics are outlined in Box 1. But this is the story of type 2, not only because it is much more common and rising steeply in prevalence, but because that rise is doubly puzzling. Not only would the disease seem to be highly disadvantageous in terms of natural selection, but some human populations are much more affected than others.
The geographical variations are shown in Fig. 1 (overleaf). The lowest prevalences, of practically zero, are in rural Third World areas, whereas the highest, 37–50%, are among Nauru Islanders of the tropical Pacific6, 7, Pima Indians in Arizona8 and urban Wanigela people in Papua New Guinea9. Most of the world's broad geographical groupings of people include populations of both very low and very high prevalence — for instance, Mapuche Indians versus Arizona Pima Indians , and rural New Guineans versus the urban Wanigela. Populations undergoing increases in the incidence of type 2 diabetes include not only Asian Indians and Chinese, but also Japanese, Aboriginal Australians, Hispanic Americans and Afro-Americans2, 4, 10. A conspicuous exception is the absence of any comparable explosion, or very-high-prevalence population, among people of European ancestry. Thus, the puzzling aberrations are not Nauruans and Pimas, as usually assumed; they are merely the extreme examples. Instead, the aberration demanding explanation is Europe.
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Figure 1
Age-standardized prevalence of type 2 diabetes mellitus. Full legend High resolution image and legend (90k) |
As an evolutionary biologist, I have long been puzzled by these differences. In this article I shall suggest a hypothesis for why we are not seeing nearly as much of an explosion among Europeans as among other populations. The evidence comes initially from food history, and tests of it may come from medicine, medical history and molecular biology.
Genetics and lifestyle
Genetics The high prevalence of type 2 diabetes in any large population
poses a further evolutionary question. Why is the disease so common, when it
should disappear as those genetically susceptible to it are removed by natural
selection? (Readers who answer, "Because it kills only older individuals whose
child-bearing or child-rearing years are behind them" will find this objection
answered below.) The disease certainly has a genetic component11,
12, as is evident from the following.
Lifestyle In addition to that genetic component, type 2 diabetes also involves environmental and lifestyle risk factors — especially, high calorie intake and low exercise2, 11, 12, 14. For example:
All in all, the basis of type 2 diabetes can be summarized as follows3: it "is a lifestyle disorder with the highest prevalence seen in populations that have a heightened genetic susceptibility; environmental factors associated with lifestyle unmask the disease".
Nauru
Nauru is a remote island in the Pacific that was colonized by the Micronesians
in prehistoric times. It was annexed by Germany in 1888, occupied by Australia
in 1914 and eventually achieved independence in 1968. It is the world's smallest
republic, but it also has a less welcome distinction. The island is the site of
a grimly instructive epidemic of diabetes, which illustrates a rarely documented
phenomenon — an epidemic of a genetic disease6,
7. Epidemics of infectious diseases wax when
transmission of the infectious agent increases; they then wane when the number
of susceptible potential victims falls, due both to acquired immunity of the
survivors and to differential mortality of those who are genetically
susceptible. An epidemic of a genetic disease waxes because of a rise in
environmental risk factors, and then wanes when the number of susceptible
potential victims falls (but only because of the preferential deaths of those
who are genetically more susceptible).
The traditional lifestyle of Nauruans was based on agriculture and fishing, and involved frequent episodes of starvation because of droughts and the island's poor soil. Early European visitors nevertheless noted that Nauruans were plump, and that they admired big, fat people and put girls on a diet to fatten them and so make them more attractive. In 1906 it was discovered that most of Nauru consists of high-quality phosphate rock that could be used for fertilizer, and in 1922 the mining company extracting the rock began to pay royalties to the islanders. As a result of this new wealth, average sugar consumption by Nauruans reached a pound per day by 1927, and labourers were imported because Nauruans disliked working as miners.
During the Second World War the island was occupied by Japanese military forces, who imposed forced labour, reduced food rations to half-a-pound of pumpkin per day, and then deported most of the population to Truk, where half of them died of starvation. When the survivors returned, they regained their phosphate royalties, and resumed eating sugar and other store-bought food. They abandoned agriculture almost completely, became sedentary, and came to rely on motor vehicles to travel around their 20-km2 island. Following independence in 1968, per capita phosphate royalties rose to A$37,500 (US$22,500) annually, making Nauruans among the world's richest people. Today they are the most obese and have the highest blood pressure of all peoples in the Pacific; their average body weight is half as much again as that of Australians of European origin.
Although colonial European physicians on Nauru knew how to recognize type 2 diabetes, and diagnosed it there in non-Nauruan labourers, the first case in Nauruans was not noted until 1925. The second was recorded in 1934. After 1954, however, the prevalence of the disease rose steeply and it became the commonest cause of non-accidental death. One-third of all Nauruans over the age of 20, two-thirds of those over age 55, and 70% of those few who survive to the age of 70, are diabetics. Within the past decade, prevalence of the disease has begun to fall, not because of mitigation of environmental risk factors (obesity and the sedentary lifestyle are as common as ever), but presumably because those who are genetically most susceptible have died. If this interpretation is correct, then Nauru provides the most rapid instance known to me of natural selection in a human population — an occurrence of detectable population-wide selection within less than 40 years.
The case of Nauru also illustrates why, earlier in this article, I dismissed the usual objection that type 2 diabetes lacks selective impact because it supposedly affects people only when their reproductive years are behind them. In fact, although the disease appears mainly after age 50 in Europeans, in Nauruans and other non-Europeans it affects people of reproductive age in their twenties and thirties, especially pregnant women, whose fetuses and newborn babies are also at increased risk. For instance, in Japan today, more children suffer from type 2 than type 1 diabetes, despite the latter's popular name of juvenile-onset diabetes. Moreover, in traditional human societies, unlike modern First World societies, no old person is truly 'post-reproductive' and selectively unimportant, because grandparents contribute crucially to the food supply, social status and survival of their children and grandchildren18.
Thrifty genes
The leading evolutionary theory for the possible benefits of genes predisposing
to type 2 diabetes is James Neel's 'thrifty gene' hypothesis3,
14, 19, 20. Neel
postulated the existence of metabolically thrifty genes: these permit more
efficient food utilization, fat deposition and rapid weight gain at occasional
times of food abundance, thereby making the gene-bearer better able to survive a
subsequent famine. Examples of thrifty genes would include those resulting in
high levels of insulin or of leptin (a hormone released by fat cells that
regulates appetite), or in hair-triggered insulin release. Such genes would be
advantageous under the conditions of unpredictably alternating feast and famine
that characterized the traditional human lifestyle, but they would lead to
obesity and diabetes in the modern world when the same individuals stop
exercising, begin foraging for food only in supermarkets, and consume three
high-calorie meals day in, day out. Following Arthur Koestler, Zimmet refers to
the spread of this lifestyle to the Third World as "coca-colonization"3,
4.
So accustomed are we in the First World to regular meals that we find it hard to imagine the fluctuating food availability that was formerly the norm and remains so in some parts of the world. I often encountered such fluctuations during my fieldwork among New Guinea mountaineers still subsisting by farming and hunting. For example, some years ago, in a memorable incident, I hired a dozen men to carry heavy equipment all day over a steep trail up to a mountain campsite. We arrived just before sunset, expecting to meet another group of porters with food, and instead found that they had not arrived because of a misunderstanding. Faced with hungry, exhausted men and no food, I expected to be lynched. Instead, my carriers just laughed and said, "Orait, i samting nating, yumi slip nating, enap yumi kaikai tumora" ("OK, it's no big deal, we'll sleep on empty stomachs tonight and wait till tomorrow to eat"). Conversely, on other occasions when pigs were slaughtered for a feast, the New Guineans would consume prodigious amounts of food. This anecdote illustrates an accommodation to the pendulum of feast and famine that was very necessary in times when that pendulum swung often but irregularly — a situation that was much more typical of our evolutionary history than the state of plenty to which we are accustomed.
Two lines of human evidence and two animal models support the plausibility of Neel's thrifty gene hypothesis. Non-diabetic Nauruans and Arizona Pima Indians have postprandial levels of plasma insulin (in response to an oral glucose load) that are triple those of Europeans14. And given ample food, diabetes-prone populations of Pacific Islanders, Native Americans and Aboriginal Australians do exhibit more propensity to obesity than Europeans: first they gain weight, then they develop diabetes. As to the animal examples, laboratory rats carrying genes predisposing them to type 2 diabetes and obesity survive starvation better than do normal rats, illustrating the advantage of these genes under occasional conditions of famine16. And the Israeli sand rat, which is adapted to a desert environment with frequent scarcities of food, develops high levels of leptin and insulin, and insulin resistance, obesity and diabetes, when maintained in the laboratory on a 'westernized rat diet' with abundant food. But those symptoms reverse when its food is restricted21.
Natural selection
The thrifty gene hypothesis provides an explanation for why humans in general
become prone to diabetes under a westernized lifestyle. But why, in light of
this hypothesis, are Nauruans and Arizona Pima Indians experiencing especially
severe epidemics of type 2 diabetes while European populations — in Europe and
elsewhere — have uniquely low prevalences?
Nauru Nauruans suffered two extreme bouts of natural selection for thrifty genes, followed by an extreme bout of coca-colonization7. First, like other Pacific Islanders — but unlike the inhabitants of continental regions — their population was founded by people who undertook inter-island canoe voyages lasting several weeks. In numerous attested examples of such lengthy voyages, many or most of the canoe occupants died of starvation, and only those who were originally the fattest survived. That is why Pacific Islanders in general tend to be heavy people. Second, the Nauruans were then set apart from most other Pacific Islanders by their extreme starvation and mortality during the Second World War, leaving the population presumably even more enriched in diabetes susceptibility genes. After the war, their new-found wealth, superabundant food and diminished need for physical activity led to exceptional obesity.
The Pimas Like other Native Americans, Arizona Pima Indians were formerly peasant farmers and hunter–gatherers who had a physically vigorous lifestyle and were at periodic risk of starvation. Their extra bout of natural selection possibly came during the late nineteenth century, when European immigrants diverted the headwaters of the rivers on which the Pimas depended for irrigation water. The result was crop failures, widespread starvation and the likely enrichment of the surviving population in thrifty genes8, 22.
Europe Europeans are unique among the modern world's populations in the relatively low prevalence of type 2 diabetes. Although prevalence of the disease is increasing, it is still lower than in any non-European population matched for lifestyle, even though Europeans — in Europe itself, and throughout the world — are the richest and best-fed people in the world, and the originators of the Western lifestyle. As Fig. 1 shows, even compared with the European population with the highest prevalence (white Australians, 8%), almost all other major population groupings (Native Americans, Pacific Islanders, Aboriginal Australians, East Asians and South Asians of the Indian subcontinent) include populations with much higher prevalences of 15–50%.
This uniquely low occurrence of type 2 diabetes among Europeans is curious. Several experts in the study of the disease have suggested to me informally that perhaps Europeans traditionally had little exposure to famine, so that they would have undergone little selection for a thrifty genotype. But this is not the case — there is abundant documentation of famines that have caused widespread and severe mortality in medieval and Renaissance Europe23-27. So lack of exposure to famine seems unlikely to be an answer.
Instead, a more promising hypothesis is based on Europe's recent food history (see also ref. 28 for another view). The periodic widespread and prolonged famines that used to wrack Europe, like the rest of the world, disappeared between about 1650 and 1900 at different times in different parts of Europe — the late 1600s in Britain and the Netherlands, for example, and the late 1800s in southern France and southern Italy23-27. With one famous exception, Europe's famines were ended by a combination of three or four factors: increasingly efficient state intervention that rapidly redistributed any surplus grain to famine areas; increasingly efficient food transport by land and especially by sea; increasingly diversified agriculture after AD 1492, a consequence of the advent of crops, such as potatoes and corn (maize), which were brought back by European voyagers and broadened the base of European agriculture, thereby reducing the risk of starvation from failure of a single crop; and finally perhaps, Europe's reliance on 'rain agriculture', which reduced the risk of a crop failure that was too widespread to be solved by food transport within Europe, rather than (as in many populous areas outside Europe) 'irrigation agriculture'. The famous exception is, of course, the Irish potato famine of the 1840s. But this may be the exception that proves the rule. The potato famine was due to a disease of one crop in an economy that was unusual in Europe in its reliance on that single crop, and it occurred on an island governed by a state centred on another island.
A cryptic epidemic in Europe? A corollary of this view based on Europe's food history is that, several centuries before the advent of modern medicine, Europeans, like modern Nauruans, should have undergone an epidemic in type 2 diabetes that resulted from the new reliability of adequate food supplies and eliminated most diabetes-prone bearers of the thrifty genotype. However, there would have been big differences between that postulated earlier European epidemic and the well-documented modern epidemics among Nauruans and among so many other peoples today. In the modern epidemics, abundant and continually reliable food arrived suddenly, within a decade for the Nauruans and within just a month for the Yemenite Jews. The result was a sharply peaked surge in prevalence to 20–50% that occurred right under the eyes of modern diabetologists. That increase will probably wane quickly, as individuals with the thrifty genotype become eliminated by natural selection within a mere generation or two. In contrast, Europe's food abundance would have increased gradually over the course of several centuries, and the result, between the 1400s and 1700s, would have been a slow rise in type 2 prevalence long before there were diabetologists to take note.
A possible victim of this postulated cryptic epidemic of diabetes was the composer Johann Sebastian Bach (1685–1750). Bach's medical history is too poorly documented to permit certainty as to the cause of his death. Nonetheless, the corpulence of his face and hands in the sole authenticated portrait of him, the accounts of deteriorating vision in his later years, and the evident deterioration of his handwriting, possibly secondary to his failing vision, are consistent with a diagnosis of type 2 diabetes. The disease certainly occurred in Germany during Bach's lifetime, being known as "honigsüsse Harnruhr" (honey-sweet urine disease)29.
Tests of the hypotheses
These ideas about the evolution of type 2 diabetes can be tested. Here are some
of the questions that can be asked, and predictions that can be tested.
References
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Acknowledgements. It is a pleasure to acknowledge my debt for fruitful discussions about diabetes with Paul Zimmet and Jerome Rotter, and about European food history with Jack Goldstone and William Jordan.
© 2003 Nature Publishing Group
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